Disclosures as per SEBI (LODR)

E-mail address for grievance reddressal and other relevant details:

Ms.Nutan Anand Rane

02268729552

shareholders@utkarsh.bank

 

Name of the Debenture Trustees with full contact details:

 

Sr. No. Name of Debenture Trustee Address
1. Catalyst Trusteeship Limited Windsor,6th floor,Office No.604,C.S.TRoad,kalina,Santacruz (East) Mumbai 400098
2. IDBI Trusteeship Services Limited Asian Building, Ground Floor, 17, R. Kamani Marg, Ballard Estate, Mumbai – 400 001.

 

Reports filed by the Company with BSE:

Intimation on Interest Payment 09.06.2017

Intimation on Interest Payment 17.10.2017

Intimation on Interest Payment 15.11.2017

Unaudited-Financial Result For the Half Year Ended 30 September 2018

Intimation on Interest Payment 29.11.2017

Compliance Pursuant to Regulation 52(2) SEBI Regulation 2015 09.04.2020

Intimation to Stock Exchange regarding appointment of Mr. Pinge

Intimation on Interest Payment 15.06.2017

Audited Financial Statement for the year ending 31st March, 2018

Record date intimation 06.10.2017

Compliance Pursuant to Regulation6 SEBI Regulation 2015 08.04.2020

Compliance Certificate pursuant to Reg 7(3) of SEBI Reg 2015

Cessation of Service of Company Secretary 08.04.2020

Intimation on Interest Payment 17.07.2017

Compliance Pursuant to Regulation 51(2) SEBI Regulation 2015 08.04.2020

Statement of Unaudited Financial Result for the Half Year ended Sep 30, 2018

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 28.05.2018

Intimation on Interest Payment 25.08.2017

Independent Auditors report of Half Year ended Financials Results 2019

Appointment / Resignation of Company Secretary of the Bank 5.11.2019

Appointment of Additional Director 30.04.2020

Intimation for appointment / change of RTA to be filed Stock Exchange 29.04.2020

AGM 31.05.2018

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 14.11.2018

Compliance Regulation 50 (1) of SEBI Regulation Act 2015 01.06.2018

Appointment of Mr. Govind Singh as Non Executive Director

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 28.11.2018

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 01.01.2019

Undertaking Pursuant to Regulation 57(2) of Securities and Exchange Board of India Regulation 2015

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 01.06.2018

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 04.12.2018

Compliance of regulation 60 of SEBI Regulation 10.01.2020

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 16.05.2019

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 14.01.2019

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 31.07.2018

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 17.01.2020

Appointment of Additional Director (In Independent Category)

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 17.12.2018

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 14.05.2018

Certificate of Recepit and Noting of Information 27.05.2019

Compliance Regulation 50 (1) of SEBI Regulation Act 2015 02.08.2018

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 31.05.2019

Compliance Regulation 50 (1) of SEBI Regulation Act 2015 26.04.2018

Intimation on Interest Payment 18.08.2017

Intimation under regulation 50(1)-INE735W08038

Intimation under regulation 50(1)-INE396P08066

Disclosure pursuant to Regulation 51(2) for allotment of Non-Convertible Debenture

Intimation regarding resignation of Govind Singh MD & CEO of Utkarsh Small Finance Bank (NCD Listed)

Intimation under regulation 60(1) & 60 (2)-INE735W08012

Appointment of Mr. Mukund Barsagade as Chief Financial Officer of Utkarsh Small Finance Bank Limited

Intimation under regulation 50(1)-INE735W08020

ISIN Reporting Sept 2020

Compliance of regulation 57 (1)of SEBI Regulation 31.05.2019

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 1.07.2019

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 17.07.2019

Investor Griviance Report-Sept 2020

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 02.05.2018

Compliance of Regulation 57 (1) of SEBI Regulation-30.06.2020

Prior Intimation of Interest Payment-INE396P08066

Intimation under regulation 60(1) & 60 (2)-INE735W08038

Prior Intimation of Interest Payment-INE735W08012

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 31.12.2018

Prior Intimation of Interest Payment-INE735W08020

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 15.07.2019

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 17.09.2019

Prior Intimation of Interest Payment-INE735W08038

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 31.08.2018

Intimation under regulation 60(1) & 60(2)-INE735W08020

Record Date Intimation-INE396P08066

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 01.02.2019

Intimation under regulation 50(1)-INE735W08012

Record Date Intimation-INE735W08012

Certificate for receipt and noting of information for debenture trustee

Compliance to Regulation 13(3) of SEBI

Record Date Intimation-INE735W08020

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 29.01.2019

Intimation of Record/ Payment date

Record Date Intimation-INE735W08038

Appointment of Mr. Govind Singh as MD and CEO of Utkarsh Small Finance Bank Limited 24.09.2018

Intimation under regulation 60(1)& 60(2)-INE396P08066

Intimation of Interest Payment- 30.09.2020

Compliance of Regulation 57(1) of SEBI Regulation-30.06.2020

Letter on Trading Window Closure

Financial 25.05.2019

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 29.08.2018

Compliance Certificate U/R 7(3) for September 2020.

Certificate of Recepit and Noting of Information 15.11.2019

Intimation of completion of term of Chairman & Appointment of New Non Executive Part Time Chairman

Intimation for Submission of Half Year Financial Result dated September 30, 2020

Financials 14.11.2019

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 30.06.2018

COVID Announcement

Statutory Compliance Report for the year ended March 31, 2018

Compliance of Regulation 57(1) of SEBI Regulation-30.06.2020.

Noting Certificate from Debenture Trustee for the half year ended September 30, 2020

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 30.12.2019

Intimation of Interest Payment-28.12.2020

Intimation of Record date

Intimation of Interest Payment- 28.09.2020

Intimation of Interest Payment-30.12.2020

Compliance Regulation 50 (1) of SEBI Regulation Act 2015 01.02.2019

Intimation of Interest Payment-31.12.2020

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 29.09.2018

Investor Grievance Report- Dec 2020

Intimation Under Regulation 60 (1) & 60 (2) for Jan to March 2021

Intimation Under Regulation 50 (1) for Jan to March 2021

Compliance of Regulation 57(1) of Sebi Requlation Act 2015 30.01.2020

Intimation of Issuance Of Share Through Private Placement Basis

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 01.10.2018

Appointment of Additional Director as on March 02, 2021

Compliance pursuant 13(3) of Sebi Requlation Act 2015 16.04.2020

Intimation about allotment of equity shares

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 02.04.2019

Intimation of Payment of Interest

Financials Results for the Half Year and Financial Year ending March 31st, 2020

Intimation of Trading Window Closure

Certificate of Recepit and Noting of Information 11.05.2018

Intimation of Active ISIN March 31,2021

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 31.03.2018

Undertaking under regulation 57 (2) for submission of documents FY 2020-21

Certificate for Receipt and Noting of Information 22.05.2020

Compliance under regulation 7(3) March 2021

Certificate for Receipt and Nothing of Information 27.05.2019

Investor Grievances Report March 31, 2021

Compliance Regulation 50 (1) of SEBI Regulation Act 2015 03.10.2018

Intimation of Board Meeting for financial results ended March 31, 2021

Intimation U/R 50(1) of the SEBI Regulation 2015-19.06.2020

Intimation of Results of March 31,2021

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 17.10.2018

Audited Financial Results for the year ended March 31, 2021

Intimation under Reg 52(5) for half year ended March 31, 2021

Intimation U/R 50(1) of the SEBI Regulation 2015-19.06.2020

Intimation of Results with Segment Reporting

Intimation U/R 50(1) of the SEBI Regulation 2015-19.06.2020

Intimation of interest Payment 28.06.2021

Certificate U/R 52(5) of SEBI Reg Act 2015, for Debenture

Intimation of interest Payment June 30, 2021

Record date Intimation

Compliance Regulation 57 (1) of SEBI Regulation Act 2015 31.10.2018

Interest Payment Intimation

Intimation of Board Meeting for approval of fund raising U/R 50(2)

Intimation of revision in PAS 4

Certificate of Recepit and Noting of Information 13.11.2018

Intimation of RBI Approval for Reappointment of Managing Director & CEO

Outcome of Board Meeting pursuant to Regulation51 (2)

Intimation of filing of the Addendum to DRHP with SEBI

Prior intimation of Interest Payment

Intimation of Completion of tenure of Chairman and Independent Director

Record Date intimation for the period of July 2021 to September 2021

Intimation with respect to offer and issuance of equity share

Intimation of Issue of Equity Shares under Private Placement

Intimation of Allotment of Shares dated August 2, 2021 under Private placement

Intimation of Reappointment of Managing Director & CEO

Intimation of Allotment of Shares dated August 13, 2021 under Private placement

Intimation of Allotment of Shares dated August 18, 2021 under Private placement

Intimation of Issuance of Shares under Private Placement

Conclusion of Extraordinary General Meeting dated August 23, 2021

Intimation of Allotment dated September 1, 2021

Intimation under Regulation 57 (4) of Q3 2021-22

Intimation under Regulation 57(1) dated September 27, 2021.

Intimation of cessation of G Sampath

Intimation of Allotment dated September 29, 2021

Intimation for payment of Interest made on September 30, 2021

Intimation for appointment of Additional Director (in the capacity of Nominee Director)

Intimation of RBI Approval for the Appointment of Chairman

Disclosure under SEBI Circular for ISIN of the Bank

Disclosure under Regulation 60_Record Date for December 2021

Disclosure under Regulation 57(5) for September 2021